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    Extraction of cashew (Anacardium occidentale) nut shell liquidusing supercritical carbon dioxide

    Rajesh N. Patel, Santanu Bandyopadhyay, Anuradda Ganesh *

    Energy Systems Engineering, Indian Institute of Technology, Bombay, Powai, Mumbai 400 076, India

    Received 7 August 2004; received in revised form 4 April 2005; accepted 6 April 2005

    Available online 6 June 2005

    Abstract

    This work investigated the extraction of cashew nut shell liquid (CNSL) using supercritical carbon dioxide (SC-CO2). Effects of

    process parameters such as extraction pressure, temperature and flow rate of SC-CO2 were investigated. The yield of CNSL

    increased with increase in pressure, temperature and mass flow rate of SC-CO 2. However, under different operating conditions,

    the composition of CNSL varied. The study of physical properties and chemical composition of the oil obtained through super crit-

    ical fluid extraction (SCFE) showed better quality as compared to the CNSL obtained through thermal route. Experimental results

    were compared with diffusion based mass transfer model. Based on this simple model, extraction time was optimized.

    2005 Elsevier Ltd. All rights reserved.

    Keywords: Cashew nut shell; Supercritical fluid extraction; Carbon dioxide; Mass transfer model; Optimum extraction time

    1. Introduction

    India is the largest producer and processor of cashews

    (Anacardium occidentale) in the world (Das and Ganesh,

    2003). In India, cashew cultivation covers a total area of

    about 0.77 million hectares of land, with an annual pro-

    duction of over 0.5 million metric tonnes of raw cashew

    nuts. The average productivity per 100,000 m2 is around

    760 kg. The world production of cashew nut kernel was

    907,000 metric tonnes in 1998 (Smith et al., 2003). The

    cashew nut shell liquid (CNSL) is reported to be

    1520% by weight of the unshelled nut in Africa and

    2530% by weight in India (Das and Ganesh, 2003).Considering the shell weight is about 50% of the weight

    of the nut-in-shell (NIS), the potential of CNSL is about

    450,000 metric tonnes per year. In India, processed cash-

    ew dominates more than half the world cashew market.

    The residue after extraction of CNSL is shell cake,

    which is a very useful fuel and a substitute for fire wood.The innumerable applications of CNSL are based on the

    fact that it lends itself to polymerization by various

    means.

    Various methods have been reported in literature for

    the extraction of CNSL from CNS, which include, open

    pan roasting, drum roasting, hot oil roasting, cold extru-

    sion, solvent extraction, etc. The extraction through vac-

    uum pyrolysis has been reported recently by Das et al.

    (2004) and Tsamba (2004). The extraction of CNSL

    using supercritical carbon dioxide (SC-CO2) has also

    been reported by Shobha and Ravindranath (1991)

    andSmith et al. (2003).Conventionally, both the quantity and quality (com-

    position of CNSL) vary with the method of extraction of

    CNSL. Various authors have reported varied composi-

    tion of CNSL extracted. CNSL extracted by cold extru-

    sion method is reported to contain approximately 70%

    anacardic acid, 18% cardol and 5% cardanol and the

    balance consisting of substituted phenols and less polar

    substances (http://www.epa.gov/chemrtk/cnsltliq/c13793

    tp.pdf). Das (2004) has also reported CNSL extracted

    0960-8524/$ - see front matter 2005 Elsevier Ltd. All rights reserved.

    doi:10.1016/j.biortech.2005.04.009

    * Corresponding author. Tel.: +91 22 25767886; fax: +91 22

    25726875.

    E-mail address: [email protected](A. Ganesh).

    Bioresource Technology 97 (2006) 847853

    mailto:[email protected]:[email protected]
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    by cold extrusion method with 90% anacardic acid and

    nearly 10% cardol. According toTyman (1979), natural

    CNSL contains nearly 64% anacardic acid, 11% cardol,

    traces of cardanol, 23% of 2-methyl cardol and rest

    polymeric material. About 52% cardanol, 10% cardol

    and 30% polymeric material (Das, 2004) constitutes

    the Technical Grade CNSL. A composition 64.8% card-anol, 20.5% cardol, 2.8% 2-methyl cardol, and rest as

    non-volatile polymeric material have also been reported

    (Tyman, 1975) for the Technical Grade CNSL. The

    CNSL obtained through vacuum pyrolysis is cardanol

    rich. It is reported to have cardol, substituted phenols,

    di-n-octyl phthalate, bis(2-ethyl hexyl) phthalate, etc.

    The use of this CNSL as a potential fuel in internal com-

    bustion engine has also been suggested (Das, 2004).

    However, the composition of CNSL obtained by SCFE

    has not been reported in the literature.

    SCFE, as mentioned by the authorsShobha and Rav-

    indranath (1991) and Smith et al. (2003), has inherent

    advantages over other extraction methods such as no

    polymerization of CNSL, requirement of less amount

    of solvent, and no extraction of undesirable coloured

    compounds. In view of this, the present work is an at-

    tempt to study the effect of operating parameters on

    the yield and quality of CNSL extracted through SCFE

    method. A simple mathematical model is also developed

    for optimization of profit and energy/yield. The objec-

    tive of the study is also to demonstrate the feasibility

    of the component separation of CNSL using SCFE, par-

    ticularly the higher molecular substances like cardanol.

    2. Experimental procedure

    Cashew nut shell (CNS) obtained from Pondicherry

    was used for the present study. The shells were ground

    to small particles (to pass through 8 mesh screen) and

    weighed and then placed in the extractor. Carbon di-

    oxide (99.9%) supplied by M/s Sicgil Corporation,

    Bombay, was used as the supercritical fluid (SCF) for

    extraction of oil from CNS.

    SCFE unit supplied by M/s Deven Supercritical was

    used for the present study. Carbon dioxide from the cyl-

    inder passed through a pre-cooler, a positive displace-

    ment pump, and a pre-heater before it entered the

    bottom of the extraction vessel. (The extraction vessel

    was maintained at a predefined temperature.) The flow

    of carbon dioxide was controlled by a needle valve

    and was measured by a gas flow meter with an accuracy

    of 0.01 kg/h. A variable frequency drive pump con-

    trolled the pressure in the vessel to an accuracy of

    0.1 bar. Extracted oil was recovered by expansion of

    the loaded solvent stream to ambient pressure in a glass

    separator. Extract was collected and weighed at a fixed

    time interval of 30 min (cumulatively) by closing the

    needle valve. The needle valve was then opened and

    extraction process continued for the next interval. Runs

    were carried out for 6 h at the pressures ranging from

    200 to 300 bar at 25 bar intervals. The extract of each

    run was analysed by Gas Chromatograph Mass Spec-

    troscopy (GC-MS) and Fourier Transform Infra-Red

    Spectroscopy (FTIR).

    3. Results and discussion

    3.1. Effect of pressure on yield of CNSL

    The total yield at various pressures from 200 bar to

    300 bar, keeping other parameters constant, is shown

    in Fig. 1. Temperature and mass flow rate of carbon

    dioxide were kept constant at 333 K and 1.0 kg/h respec-

    tively. Evidently total yield increased with increase in

    pressure from 200 bar to 300 barthe yield being four

    to five times higher at 300 bar than at 200 bar for the

    same consumption of SC-CO2 (at the same flow rate

    and temperature). This could be explained by the fact

    that the extraction capacity of solvent at the supercriti-

    cal state was density dependent. It was also observed

    that the rate of extraction was high during initial phase

    of extraction as the material is loaded with oil. The rate

    of extraction decreased at later stages as shown inFig. 2.

    The FTIR analysis was used to identify the components,

    particularly cardanol.

    3.2. Effect of pressure on the yield of cardanol

    The samples were analysed by FTIR, GC-MS andUltraviolet (UV) spectroscopy. The FTIR and GC-MS

    aided in identifying the functional groups present and

    the components, respectively. The UV spectroscopy, cal-

    ibrated for a commercial grade refined cardanol sample,

    was used to determine the approximate percentage of

    cardanol in the samples. The results of FTIR, GC-MS

    and UV spectroscopy are summarized in Table 1. It

    was interesting to note that acid group was traced by

    Fig. 1. Variation in yield of CNSL and cardanol with extraction

    pressure (extraction time 270 min, extraction temperature 333 0.5 K

    and mass flow rate of SCF 1 0.01 kg/h).

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    FTIR only for CNSL obtained above 225 bar. However,

    GC-MS did not identify anacardic acid as a major

    group and therefore, was assumed to be in traces.

    GC-MS and FTIR analysis showed that at lower

    pressure CNSL mainly consisted of cardanol. Amount

    of cardanol in CNSL decreased with increase in pressure

    from 86% at 200 bar and 333 K to 63% at 300 bar and

    333 K.Fig. 1shows the CNSL yield, percentage carda-

    nol in CNSL extracted and percentage cardanol ex-

    tracted based on original CNS used. This percentage

    cardanol was the product of the percentage yield of

    CNSL with percentage cardanol in CNSL. The cardanol

    yield, therefore, was higher at higher pressure.

    3.3. Effect of temperature on yield of CNSL

    It is known that the yield of extract depends on the

    change in density and volatility of SCF. With increase

    in temperature, the density of SCF decreased while vol-

    atility increased (Mukhopadhyay, 2000). Hence experi-

    ments were carried out at isochoric density by

    modifying pressure. The effect of temperature on total

    yield of CNSL is shown in Fig. 3.It could be seen that

    with increase in temperature, total yield of CNSL in-

    creased at a given mass flow rate and density.

    3.4. Effect of mass flow rate of SCF on the

    yield of CNSL

    It is well understood that with increase in solvent to

    solid ratio, the rate of extraction is enhanced, and hence

    extraction time is reduced. The effect of mass flow rate

    of SCF on total yield is shown in Fig. 4. It was observed

    that with increase in flow rate of SCF, total CNSL yield

    increased. However, due to lower retention time, load-

    ing of SCF was lower, thereby reducing the capacity uti-

    lization of the solvent. Table1

    Effectofpressureontheyieldofcardanol(extractionparameters:extractiontemperature3330.5K,massflowrate1.00.01

    kg/h)

    Serialno.

    Pressure(bar)

    Function

    algroups(FTIR)

    Majorcomponentsidentified(GC-MS)

    Cardanolpercentage

    (UVspecroscopy)

    1

    2000.1

    PolymericOH,alkanes,alkenes

    C-13cardanol,3-(8-pentadecenyl)pheno

    l,C-17cardanol

    86

    2

    2250.1

    PolymericOH,alkanes,alkenes

    C-13cardanol,3-(8-pentadecenyl)pheno

    l,C-17cardanol

    83

    3

    2500.1

    PolymericOH,alkanes,carboxylicacid,alkenes

    C-13cardanol,3-(8-pentadecenyl)pheno

    l,C-17cardanol,cardol

    76

    4

    3000.1

    PolymericOH,alkanes,carboxylicacid,alkenes

    C-13cardanol,3-(8-pentadecenyl)pheno

    l,C-17cardanol,dimethylanacardate

    63

    Fig. 2. Cumulative yield of CNSL at different extraction pressure.

    Experimental conditions: mass flow of CO21.0 0.01 kg/h, extraction

    temperature 333 0.5 K.

    R.N. Patel et al. / Bioresource Technology 97 (2006) 847853 849

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    3.5. Properties of oil extracted by SC-CO2

    3.5.1. Physical properties of CNSL

    The physical properties of the oil extracted at various

    operating conditions were studied using standard test

    procedures. It was observed that the calorific value of

    the oil was almost same for all extraction conditions

    while the density was in the narrow range of 0.92

    0.934 kg/m3.

    Table 2gives the comparison of physical properties of

    oil extracted at 300 bar and 333 Kusing SCFE with

    IS:840 (1964)and oil obtained through vacuum pyroly-

    sis. It could be observed that the moisture content, den-

    sity and viscosity of oil obtained through SCFE were

    very close to IS:840 (1969) specifications, whereas these

    properties were better as compared to CNSL obtained

    through vacuum pyrolysis. Other properties of CNSL

    extracted using SCFE were very close to that obtained

    by vacuum pyrolysis. The comparison of this oil withoil obtained through vacuum pyrolysis was relevant in

    terms of CNSL as a potential bio fuel.

    3.5.2. Chemical composition of CNSL

    The oil obtained at various operating parameters was

    analysed for chemical compositions. Table 3shows the

    main components present in CNSL obtained at various

    operating parameters. It was noted that the main com-

    ponent in CNSL was cardanol with side chain having

    1317 carbon atoms; however, their concentration was

    different at different operating parameters. This could

    be attributed to the enhanced decarboxylation at higher

    pressure (Hazen et al., 2002).

    3.6. Residue analysis

    The residue, after extracting oil from CNS at 300 bar

    and 333 K in supercritical fluid extractor was pyrolysed

    at 773 K under vacuum of 700 mm of Hg. The vapours

    were condensed to find the condensates. The weight of

    the condensed oil was hardly found 2% suggesting al-

    most complete extraction of CNSL.

    4. Mathematical model and optimization

    In extraction, the solute from the cell matrix dis-

    solved into the bulk fluid. Extraction of the solute be-

    comes simple when it is free on the surface of solids.

    On the other hand, as the solute interacts with cell ma-

    trix its extraction becomes difficult. For natural material

    with a high initial content of extractable, the rate of

    extraction remains constant at the initial period. As

    the outer surface of the solid is depleted of the extract-

    able solute, solute from the core of the solid requires

    more time to reach the fluidsolid interface. This results

    in a drop in the rate of extraction with time (Ganga-

    dhara Rao, 1990).

    For extraction, several models have been proposed:

    unsteady-state packed bed mass transfer model

    (Mukhopadhyay, 2000), shrinking core leaching model

    (Mukhopadhyay, 2000; Goto et al., 1996), empirical

    models (Subra et al., 1998;Chrastil, 1982), etc. The un-

    steady-state packed bed mass transfer model represents

    the concentration profile of the SCF solvent phase in

    the extractor with respect to time and length of bed.

    In this model all constituents are clubbed together as a

    solute, as it is believed that they would have similar mass

    transfer characteristics (Mukhopadhyay, 2000). The

    Fig. 4. Cumulative yield of CNSL at different extraction flow rates of

    SC-CO2. Experimental conditions: pressure 250 0.1 bar, temperature

    333 0.5 K.

    Fig. 3. Cumulative yield of CNSL at different extraction temperatures.

    Experimental conditions: mass flow of CO21.2 0.01 kg/h, density of

    SCF 830 kg/m3.

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    shrinkingcore leaching model accounts for intra-parti-

    cle diffusion, external fluid film mass transfer and axial

    dispersion. Several empirical models have been pro-

    posed: Christil model, Kinetic model, etc. The Christil

    model (Chrastil, 1982) provides yield as a function of

    density of SCF and extraction temperature. It gives con-

    stant rate of extraction and hence, only applicable for

    the initial period of extraction. In kinetic model (Subra

    et al., 1998) the rate of extraction is assumed to decrease

    exponentially and the rate constant is determined by

    regressing experimental data. This model is independent

    of matrix parameters.

    With the following assumptions, the kinetic model

    was used in this study. Essential oil is assumed to be uni-

    formly distributed over cell matrix. Axial dispersion is

    neglected. Solid ground particles have uniform struc-

    ture. Flow rate of SCF, system temperature and pres-

    sure are constants and velocity of SCF through

    extractor is negligible. If C is mass fraction of solute

    in SCF over given period of time, Cinf is total amount

    of solute present in solid, the kinetic model. This model

    is expressed as:

    C Cinf CinfexpKt 1

    K is rate constant. Through experimental studies, it

    has been observed that the rate constant, K, depends

    on pressure, temperature and mass flow rate of the

    solvent.

    Table 2

    Comparison of oil obtained by SCFE and thermal method

    Properties CNSL (SCFE) CNSL specificationsIS:840 (1964) CNSL (pyrolysis method)

    (Das and Ganesh, 2003)

    Ash (%) (ASTM D482) 0.01 1.0 (max by wt.) 0.01

    Moisture (%) (ASTM D1744) 0.747 1.0 (max by wt.) 3.5

    Sp. Gr. at 301 K (ASTM D4052-86) 0.934 0.950.97 0.993

    Absolute viscosity (cSt) at

    303 K 95 550 CP(max) 159

    333 K 27 33

    353 K 14 16

    (ASTM D445-88)

    Flash point (K) (ASTM D93) 443 NR 453

    Elemental composition (wt.% on dry basis) 77.85 NR 76.4

    C 9.70 10.5

    H 0.00

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    K K0 KP P KF F KT T 2

    where, P, F and T are pressure (bar), mass flow rate

    of solvent (kg/h) and temperature (K) respectively. By

    regressing the experimental results, following values

    are obtained: K0= 0.004091, KP= 2.34 10(5), KF=

    0.0030923, KT= 8.70563 10(6).

    Positive values of KP and KF indicate that with in-crease in pressure and mass flow rate of solvent, the rate

    constant and hence the yield increases. This is in accor-

    dance with variation of CNSL yield with pressure and

    mass flow rate of CO2 as shown in Figs. 2 and 4. The

    negative value of temperature co-efficient in Eq.(2) sug-

    gests that with increase in temperature, the yield of

    CNSL decreases. However, its sensitivity on CNSL yield

    is very low.

    4.1. Optimum extraction time

    The CNSL yield can be predicted using the kinetic

    model for given operating parameters. It is well known

    that the yield depends on extraction pressure, tempera-

    ture, mass flow rate of the solvent and time of extrac-

    tion. The operating parameters may be determined to

    find maximum profit.

    The pump, pre-cooler and pre-heater of SCFE pilot

    plant consume the energy. The pump increased the pres-

    sure of liquid CO2 from cylinder pressure to extraction

    pressure. The energy required (WP) for driving a pump

    depends on the density of CO2 (q), mass flow rate (F),

    differential pressure (pressure difference between deliv-

    ery pressure and cylinder pressure) and the mechanical

    efficiency (gm,P) of the pump.

    WP FP PC

    36qgm;P3

    It is to be ensured that CO2 must be in liquid phase

    before it enters the pump. Carbon dioxide from cylinder

    enters the pre-cooler and gets converted into liquid

    phase. The energy required (WC) for driving the pre-

    cooler is expressed as:

    WC F

    3600

    CPfTsup Tsat hfg CPlTsat Tsub

    COP

    4

    where CPfand CPl are specific heats of gaseous and li-

    quid CO2 at cylinder pressure; hfg is the latent heat of

    vaporization at cylinder pressure; Tsup is temperature

    of CO2 at exit of cylinder; Tsat is saturated temperature

    at cylinder pressure;Tsubis temperature of liquid CO2at

    the exit of pre-cooler and COP is the coefficient of per-

    formance of a pre-cooler.

    Pre-heater increases the temperature of CO2 to

    extraction temperature before it enters the extraction

    vessel. If h1 and h2 are specific enthalpies of CO2 at

    the entry and exit of pre-heater, the energy required

    for pre-heater (WH) is expressed as:

    WH Fh2 h1

    3600 5

    The specific energy (kW h/g m) required running

    SCFE pilot plant for extraction time, t, is:

    EWP WC WH t

    C 6

    Extraction of CNSL from CNS using SCFE is a semi-continuous process. At the end of each batch, the extrac-

    tor is depressurized, fed with fresh raw material and

    again pressurized for extraction period. There is a

    non-productive down time between two consecutive

    extraction batches. Moreover, the rate of extraction is

    higher in the initial phase of extraction due to easily

    available oil on the outer surface of the matrix. The rate

    of extraction diminishes with time. Hence, it is also pos-

    sible to determine the time of extraction of CNSL to get

    maximum profit per day. Daily energy cost, cost for

    recycling the CO2, revenues from selling of CNSL and

    labor cost are considered for the formulation of profitfunction:

    Daily profit revenues from CNSL

    daily energy cost

    cost of recycling of CO2 labor cost

    The objective function (daily profit) is optimized with

    following constraints:

    190 bar< P

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    regulated the total yield. It was also noticed that the sol-

    ubility of supercritical fluid varied with extraction pres-

    sure, temperature and mass flow rate of SCF. The yield

    obtained was clear and with light yellow in colour. The

    properties of CNSL obtained through SCFE were com-

    pared with oil specifications mentioned inIS:840 (1964)

    for CNSL. The moisture content, density and viscosityof the oil obtained through SCFE were very close to

    CNSL specifications. The chemical analysis of CNSL ob-

    tained in present study showed that it mainly contained

    cardanol (7090%). It hardly contained anacardic acid,

    while traces of cardol were found only at high pressures.

    This suggested that selective separation of components

    was possible by SCFE. The study of effect on percentage

    yield of cardanol in CNSL at various pressures showed

    that with increase in pressure concentration of cardanol

    decreased due to extraction of components with higher

    molecular weight along with cardanol at higher pressure.

    However, total yield of the cardanol from CNS could be

    predicted using the product of yield of CNSL from CNS

    and yield of cardanol from CNSL in turn.

    The study showed that the model developed could be

    used to predict the yield of CNSL in the pressure range

    of 190300 bar. Considering the down time for loading

    and unloading of feed in each batch, the daily profit

    optimization gave the optimum values for extraction

    pressure, temperature, flow rate of solvent and also time

    of extraction. The results of model suggested that in-

    stead of complete extraction of CNSL from CNS, par-

    tial extraction of CNSL would give more daily profit.

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