sistemas de gestão de ciência e repositórios - diretrizes nacionais e internacionais,...

Agenda1. Introdução aos sistemas de gestão de ciência2. Diretrizes nacionais e internacionais,

infraestruturas e serviços3. Repositórios: Desafios de alinhamento com

diretrizes nacionais/internacionais4. Repositórios e a política de acesso aberto da FCT5. DSpaceCRIS: Gerir ciência com um repositório

institucional6. DSpaceCRIS e o RCAAP7. Questões, debate e encerramento

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Diretrizes nacionais e internacionais

01-05-2023 2

Agenda1. Regulatory framework

a. CASRAIb. Identifiers (ORCID, Org Ids, works (doi,

handle, WoS, Scopus))c. CERIFd. OpenAIRE profile

01-05-2023 3

Cadeia de valor CRIS

01-05-2023 4

Serviços

Portal pesquisa

CV

RepositórioInstitucional

etc

InfraestruturasBase de dados organizações

Base de dados investigadores

Etc.

Quadro normativoIds

Pessoas, Orgs, Proj., public.

Semantica Vocabulário

Modelo dados etc

Programa

Cadeia de valor

01-05-2023 5

Serviços

Portal pesquisa

CV

Repositório Institucional

etc

InfraestruturasOrganizações

Investigadores

Financiamento

Trabalhos

Quadro normativoIds


Semantica / Vocabulário

Transporte (XML)Dados

EstruturaDados

Programa

CASRAIMore research, less paperwork, better

information

http://casrai.org/node/3

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CASRAI• http://casrai.org/results

01-05-2023 8

http://casrai.org/results

http://casrai.org/results

Características

01-05-2023 9

CVDados

PessoaisFormação Atividade

Profissional Projetos Produções Serviços

Cadeia de valor

01-05-2023 10

Serviços

Portal pesquisa

CV


etc


Investigadores

Financiamento

Trabalhos

Quadro normativoIds




EstruturaDados

Programa

Quadro normativo: Identificadores

Problema• Dificuldade em identificar de forma unívoca os diferentes atores do universo de

Ciência e Tecnologia

• Como não há uma conexão entre os registos que atravesse toda a cadeia de fornecedores, falham as ligações entre os diferentes atores e os produtos destas interações, por exemplo:

- Autores não associados à sua investigação- Agências de financiamento não associadas à investigação/instituição

que financiam- Autores e indivíduos não conectados às suas instituições

O que resulta em:• Formulação de relatórios/documentos pouco precisos• Dificuldades de análise • Dificuldade nas tomadas de decisão

Solução• Identificadores únicos e persistentes

Pessoas

Organizações

Projetos

Publicações

• Qualidade dos dados

• Unicidade

• “Linking” entre sistemas

• Deduplicação

Quadro normativo: Identificadores

(adaptado a partir de http://www.slideshare.net/mimran15/a-realtime-heuristicbased-unsupervised-method-for-name-disambiguation-in-digital-libraries)

Identificadores de autor

01-05-2023 14

Identificadores de autor

Adaptado de apresentação por Laura Cox, Ringgold

Desambiguar Consolidar Hierarquizar

UCL:• University College

London (UK)• Université Catholique de

Louvain (Belgium)• Universidade Cristiana

Latinoamericana (Ecuador)

• University College Lillebaelt (Denmark)

• Centro Universitario Celso Lisboa (Brazil)

• Union County Library (USA)

Universidade de Oxford:• University of Oxford• Univ. Oxford• Oxford University• Library, Oxford Univ.• Radcliffe Science Library• Bodleian Library• Bodleian, Oxford• Oxford, University of

Universidade/Faculda-de/Departamento:• University of Northampton

• Northampton Business School

• School of Education• School of Health• School of Science and

Technology• Division of

Computing

• necessários para identificar de forma inequívoca cada instituição, centro de investigação, unidade, laboratório, universidade, departamento, etc.

• funcionam como um mecanismo que agrega a informação permitindo que a informação se mantenha atualizada e sem duplicações por toda a cadeia.

Identificadores institucionais - OrgIDs

O uso disseminado de identificadores institucionais permite:

- Prevenir a duplicação de contas e registos- Manter os dados atualizados e os sistemas sincronizados- Aumentar a eficácia do trabalho de quem necessita dos dados (e

a qualidade dos serviços)- Simplificar a transferência de dados intra e inter organizações- Melhorar a qualidade dos dados - Diminuir o tempo necessário para transferência de dados- Reduzir os custos associados à transferência de dados- Garantir que publicações, autores, organizações e agências de

financiamento ficam devidamente associados- Melhorar a capacidade de decisão de todos os envolvidos

15-Jan-2015 17


Desafios

• Adoção universal de normas• Consistência de metadados• Curadoria dos dados• Etc.

Recomendação JISC-CASRAI-UK OrgID

ISNI +


Cadeia de valor

01-05-2023 26

Serviços

Portal pesquisa

CV


etc


Investigadores

Financiamento

Trabalhos

Quadro normativoIds




EstruturaDados

Programa

Cadeia de valor

01-05-2023 28

Serviços

Portal pesquisa

CV


etc


Investigadores

Financiamento

Trabalhos

Quadro normativoIds




EstruturaDados

Programa

CERIF

01-05-2023 29

CERIF 1.6 Tutorial

Jan DvořákMay 11th, 2015

euroCRIS Strategic Membership Meeting

Paris, Paris

cfExpertiseAndSkills

cfEquipmentcfFunding

cfFacility

cfService

cfCitation

cfEventcfLanguage cfCurrency

cfCountry

cfCurriculumVitae

cfPrize

cfQualification

cfGeographicBoundingBox

cfPostalAddress

cfElectronicAddress

cfPerson

cfProject

cfOrganisation

Unit

cfResultPatent

cfResultPublication

cfResultProduct

cfIndicator cfMeasurement

cfFederated Identifier

What is Research Information?www.eurocris.orgwww.eurocris.org

Information about:• Researchers• Organisations

– Research performing orgs, Funders, Publishers, Facility Operators• Scientific Disciplines• Funding

– Funding Programmes, Calls• Projects

– Proposed, Ongoing, Completed• Research infrastructures

– Facilities, Equipment, Services• Outputs

– Publications, Patents, Research Data, Research Software, Products• Outcomes

– New product on the market, Improved treatment procedure, Regulation update• Impacts

– Increased market share, Reduced death rate of a disease

• And their Relationships

The Ultimate Answer:Common European Research Information Format

www.eurocris.orgwww.eurocris.org

cfExpertiseAndSkills


cfFacility

cfService

cfCitation


cfCountry

cfCurriculum

Vitae

cfPrize

cfQualification

cfGeographic

BoundingBox

cfPostalAddress

cfElectronicAddress

cfPerson

cfProject

cfOrganisation

Unit

cfResultPatent

cfResultPublication

cfResultProduct



Common European Research Information Format

CERIF is an EU Recommendation to Member Stateshttp://cordis.europa.eu/cerif/

The European Commission (EC) has authorised euroCRIS to maintainand develop CERIF and its usage http://www.eurocris.org/Index.php?page=CERIFreleases&t=1

www.eurocris.org

http://cordis.europa.eu/cerif/

http://cordis.europa.eu/cerif/

http://www.eurocris.org/Index.php?page=CERIFreleases&t=1




Model Levelswww.eurocris.orgwww.eurocris.org

• Conceptual Level (Specification) Concepts relevant for the research domainand their relationships

• Logical Level (ER Model)Entities and their relationships

• Physical Level (Database Scripts)Data Definition commands for the database

• Semantic Layer (Declared Semantics)A formalized controlled vocabulary describing ageneral contextual semantics of the research domaininline with the conceptual, logical and machine description

Equipment

ProjectProjectOrganisationOrganisation

Service

Funding

Patent

Skills

CV

Product

Event

PersonPerson

Classification

(Semantics )

Classification

(Semantics )

Publication

SQL Script-----------------------------CREATE Table cfPers (...);CREATE Table cfProj (...);CREATE Table cfOrgUnit (...);

CERIF Semantic Layerwww.eurocris.orgwww.eurocris.org

Allows to capture any Schema or Structure• Flat Lists• Thesauri• Classification Systems (e.g. SKOS, ...)• Taxonomies• OntologiesOpen / Extensible in all directions• New Schemas• New Concepts / Terms• New RelationshipsEnables to manage• Roles / Types Semantics• Subject Headings • Archiving (Time component)

Allows for Mappings between Schemes

CERIF Federated Identifiers

• ResultPublication– ISBN– ISSN– DOI– WoS Accession Number– Scopus EID– PubMed Central ID

• Person– Social Security Number– Staff Id in HR system– Author identifier

• ORCID• IdRef

• Project/Grant– Funder’s reference

number– Organisation’s

reference number• Organisation– VAT Identification

Number– Internal Code– FundId

• Classification– External Code

www.eurocris.org

CERIF XML 1.6 Interchange Formatwww.eurocris.orgwww.eurocris.org

For point-to-point interchange XML namespace XML Schema

Based on the ER modelcfExpertiseAndSkills


cfFacility

cfService

cfCitation


cfCountry

cfCurriculumVitae

cfPrize

cfQualification

cfGeographicBoundingBox

cfPostalAddress

cfElectronicAddress

cfPerson

cfProject

cfOrganisation

Unit

cfResultPatent

cfResultPublication

cfResultProduct



CERIF 1.6 XML Interchange Formatwww.eurocris.orgwww.eurocris.org

<CERIF xmlns=“urn:xmlns:org:eurocris:cerif-1.6-2”><cfProj>

<cfProjId>internal-project-identifier</cfProjId><cfAcro>ACRO</cfAcro><cfURI>http://www.project-url.ac.uk/acro.html</cfURI><cfTitle cfLangCode="en" cfTrans="o">The title of the project</cfTitle><cfAbstr cfLangCode=”en" cfTrans="o">The goals of the project</cfAbstr><cfProj_Class>

<cfClassId>infrastructure-project-uuid</cfClassId><cfClassSchemeId>-project-types-scheme-uuid</cfClassSchemeId>

</cfProj_Class><cfFedId>

<cfFedId>PROJECT NUMBER</cfFedId><cfClassId>project-number-uuid</cfClassId><cfClassSchemeId>-federated-identifier-type-uuid</cfClassSchemeId>

</cfFedId><cfProj_OrgUnit>

<cfOrgUnitId>orgunit-1-identifier</cfOrgUnitId><cfClassId>coordinator-uuid</cfClassId><cfClassSchemeId>orgunit-project-roles-scheme-uuid</cfClassSchemeId><cfStartDate>from-datetime</cfStartDate><cfEndDate>to-datetime</cfEndDate>

</cfProj_OrgUnit></cfProj>

</CERIF>

CERIF highlights

• Right level of abstraction• Normalized model– Record information only once– Reference rather than copy

• Versatile Semantic Layer• Time-based relationships• Clean design, regular structure

www.eurocris.org

The CERIF Evolutionwww.eurocris.orgwww.eurocris.org

EU Working Group on Research DatabasesWorkshop

1987 1991

CERIF 91

PROJECT

Similar IdeasUN/UNESCOOECDCODATA

Acronym: ERGOParticipant: Keith Jeffery, Anne Asser son, many moreOrganisations: Rutherford Appleton, Uni- versity of Bergen, …

2000

CLASSIFICATION

RESULTS EQUIPMENT

PROJECT

OrgUnit PERSON

EXPERTISERoles

CERIF 2000 Model

- Networking of DBs- Exchange of Records

- EC Recommendation to Member States

- Data Model - Multilinguality- Controlled Vocabulary- Roles / Types- User-driven

- EC Recommendation to Member States

ProjectProject OrganisationOrganisation

Service

Funding Programme

Patent

Skills

CV

Product

Event

PersonPerson

Classification(Semantics)

Classification(Semantics)

PublicationEquipment

2ndLevel Base

LanguageSemantics Link

CERIF 2006 / 2008 Model

- Data Model- Model Normalization - Robust/Consistent Structure - Extensible Structure - Semantic Layer - XML Exchange Specification- Elaboration on Publication- CERIF Core Semantics (2008 1.2)

2006 2008 2012

Measurement GEO

Citation

CV

Prize

Qualification

ExpertiseAndSkills

EquipmentFacility

Funding

Service

ElectronicAddresse

PostalAddress

Country

CurrencyLanguage

Event

Metrics

ResultProduct

ResultPublication

ResultPatent ResultProduct

ResultPublicationResultPublication

ResultPatent

Person OrganisationUnit

Project

PersonPerson OrganisationUnitOrganisationUnit

ProjectProject

Indicator Measurement

2ndLevel Base

CERIF 1.3

Semantics LanguageLink

Infrastructure

- Data Model- Infrastructure - Facility, Equipment, Service- Measurement & Indicator - Entities and Link Tables- Geographic Bounding Box- CERIF 1.3 Vocabulary - UUIDs - Terms - Schemes- CERIF 1.4 new XML format- CERIF 1.5 Federated Identifiers- CERIF 1.6 Dataset-ready

CERIF 1.6CERIF 1.5

CERIF 1.4 (XML)CERIF 1.3

FOR MA L

SEMANT ICS

+ Linked Data

2013

International Council for Science;Commission on Data Access

European Association of Research Managers and Administrators

All European Academies

www.eurocris.org

http://www.eurocris.org/

Cadeia de valor

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Serviços

Portal pesquisa

CV


etc


Investigadores

Financiamento

Trabalhos

Quadro normativoIds




EstruturaDados

Programa

Profile

Cadeia de valor

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Serviços

Portal pesquisa

CV

Repositório

etc

InfraestruturasBase de dados organizações

Base de dados investigadores

Etc.

Quadro normativoIds


Semantica Vocabulário

Modelo dados etc

Programa

Profile

The CERIF profile in the OpenAIRE Guidelines

for CRIS ManagersJan Dvořák

CERIF Task Group leader, euroCRISCharles University in Prague

InfoScience Praha

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The GuidelinesNikos Houssos, Brigitte Jörg, Jan Dvořák: OpenAIRE Guidelines for CRIS Managers 1.0. June 2015. DOI 10.5281/zenodo.17065

Contents:• Specification• XML Schema• Semantic vocabulary• Examples

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http://dx.doi.org/10.5281/zenodo.17065

http://dx.doi.org/10.5281/zenodo.17065

The OpenAIRE research information interchange

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CRIS OpenAIRE Infrastructure

OpenAIRE CERIFwithin

OAI-PMH

A CERIF profileProfile: A set of data elements in a research information interchange scenario.

CERIF Profile:• A subset of CERIF entities will be populated• The populated entities will only be used for some of the

objects they represent in the full model• Attributes are given more precise interpretations• Only specific semantic terms are allowed as

types/statutes/roles

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The OpenAIRE CERIF entities I

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The OpenAIRE CERIF entities II2.4 Organisation (cfOrgUnit)

The CERIF entity cfOrganisationUnit (cfOrgUnit) is used in the context of OpenAIRE to represent research performing organizations producing research results and/or involved in funded projects (e.g. coordinators, participants), or funder organisations.

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VsAn organization (or organisation - see spelling differences) is a social group which distributes tasks for a collective goal. The word itself is derived from the Greek word organon, itself derived from the better-known word ergon - as we know `organ` - and it means a compartment for a particular job.

Definition Source: http://en.wikipedia.org/wiki/Organization

http://en.wikipedia.org/wiki/Organization

http://en.wikipedia.org/wiki/Organization

The OpenAIRE CERIF Attributes2.5 Project (cfProj)

The CERIF entity cfProject (cfProj) in the context of OpenAIRE is used to represent funded projects.

Attributes Applicable Vocabularies Multiplicity

Internal Identifier cfProj.cfProjId

1

Start Date cfProj.cfStartDate

1

End Date cfProj.cfEndDate

1

Acronym cfProj.cfAcro

0..1

Title cfProj.cfTitle

1

... ... ...

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The OpenAIRE CERIF Semantics2.1 Publication (cfResPubl)

The CERIF entity cfResultPublication (cfResPubl) is used in the context of OpenAIRE to represent research results that are considered text publications. Metadata about scientific journals or other sources that contain the research results are also represented using the cfResPubl entity.


Publication Type cfResPubl.cfResPubl_Class

The range of allowed types is limited to the following terms:- Book- Anthology- Monograph- Encyclopedia…from the “Output Types” scheme.

1

Open Access Type cfResPubl.cfResPubl_Class

The range of allowed types is limited to the following terms: - Closed Access- Embargoed Access - Open Access- Restricted Accessfrom the “Open Access Types” scheme.

1

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The OpenAIRE CERIF Semantics2.1 Publication (cfResPubl)

…


Federated IdentifierscfResPubl.cfFedId.cfFedId (where the type of identifier is given through cfResPubl.cfFedId.cfFedId_Class)

The range of allowed identifier types is limited to the following terms:- DOI- Handle- PMCID- ISI-Number- SCP-Number- ISSN- ISBN- URL- URNfrom the “Identifier Types” scheme.

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